Banco Finantia
Systematic internaliser.
What is a securities account?
“A securities account is the account through which we receive your orders relating to financial instruments, such as purchases, sales, subscriptions or redemptions.”
在公司資料中查看What is a financial intermediation agreement?
“Opening a securities account requires entering into a financial intermediation agreement, which is legally required to be in written form.”
在公司資料中查看How does custody work?
“Custody is carried out through a custodian, which acts as a central depository for the securities held by the investor.”
在公司資料中查看Who are the parties involved in custody?
“The depositary institution, the custodian agent and the investor.”
在公司資料中查看What is the Investor Compensation Scheme (ICS)?
“The Investor Compensation System (ICS) was created to protect investors in cases where a financial intermediary that is a participant in the ICS lacks the financial capacity to repay or return money or financial instruments belonging to its clients.”
在公司資料中查看Who is protected by the ICS?
“The Investor Compensation System is intended to protect retail investors. Institutional investors are excluded from protection, namely credit institutions, financial companies, financial institutions, insurance companies, pension fund management companies and entities of the public administrative sector, among others.”
在公司資料中查看Is my securities portfolio protected?
“Financial intermediaries are required to safeguard clients’ assets, ensuring that they are duly segregated from the intermediary’s own assets in the relevant accounting and operational records.”
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